Your Employees Are Using AI.
Your Policy Isn’t Written. Yet.

Your Employees Are Using AI.
Your Policy Isn’t Written. Yet.

PolicyFoundry delivers Guardian - AI Acceptable Use Policy (AUP) for fintech in five business days. Framework-mapped to SOC 2 Type II, NIST AI RMF, the FTC Safeguards Rule, and the state privacy laws that apply to you — including California's CCPA/CPRA and New York's SHIELD Act. Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner with 20 years of federal GRC experience. A one-time engagement — no subscription, no retainer. Check your Guardian fit to see if it's right for you.

Check Your Guardian Fit

Check Your Guardian Fit

See a Sample Policy

Your Employees Are Using AI.
Your Policy Isn’t Written. Yet.

Framework-mapped AI Acceptable Use Policies for fintech companies delivered in five business days.

PolicyFoundry delivers Guardian - AI Acceptable Use Policy (AUP) for fintech in five business days. Framework-mapped to SOC 2 Type II, NIST AI RMF, the FTC Safeguards Rule, and the state privacy laws that apply to you — including California's CCPA/CPRA and New York's SHIELD Act. Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner with 20 years of federal GRC experience. A one-time engagement — no subscription, no retainer. Check your Guardian fit to see if it's right for you.

Check Your Guardian Fit

See a Sample Policy

See a Sample Policy

Fintech compliance teams are moving to documented AI governance.

AI governance is stuck in a gap. Every fintech company using AI tools needs a policy. Most don't have one. Guardian AUP closes that gap in 5 business days.

Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner with 20 years of federal GRC experience.

Based in Charlotte, NC.

Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner with 20 years of federal GRC experience.

Based in Charlotte, NC.

Blocking findings tolerated before a document ships to you

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Blocking findings tolerated before a document ships to you

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Blocking findings tolerated before a document ships to you

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Compliance frameworks mapped. SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

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Compliance frameworks mapped. SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

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Compliance frameworks mapped. SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

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Total business days from intake to delivered policy document

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Total business days from intake to delivered policy document

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Total business days from intake to delivered policy document

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Practitioner-authored. Reviewed before delivery.
CISSP · AAISM · CMMC CCP · 20 years federal GRC

Practitioner-authored. Reviewed before delivery.

CISSP · AAISM · CMMC CCP · 20 years federal GRC

AI governance is the fastest-moving compliance gap in fintech. The SEC calls AI a cross-cutting examination risk. SOC 2 Type II auditors are asking how AI controls map to CC6 and CC7. State privacy and AI laws — including California and New York — increasingly apply. Your board will ask. Your auditor will ask. The answer needs to be a document.

SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001

Audit-Ready on Delivery

Guardian - Your complete AI Acceptable Use Policy (AUP), authored for your actual operating environment. SOC 2 Type II AI Control Gap Analysis identifying which CC6 and CC7 controls apply to your AI systems. Regulatory citations across SOC 2 Type II | NIST AI RMF | FTC Safeguards Rule (GLBA) | CCPA / CPRA | NY SHIELD Act | ISO/IEC 27001. A related documents register naming the adjacent policies you'll still need.Unsure whether Guardian fits your organization? Check Your Guardian Fit.

Three Steps. One Document. Audit Ready.

Check your Guardian fit, complete a short intake, and receive your practitioner-reviewed policy in five business days.

Check your Guardian fit, complete a short intake, and receive your practitioner-reviewed policy in five business days.

Check Your Guardian Fit

Step 1 — Check Your Guardian Fit

A 2-minute fit check. We confirm Guardian is right for your company and send you a quote.

Step 1 — Check Your Guardian Fit

A 2-minute fit check. We confirm Guardian is right for your company and send you a quote.

Step 1 — Check Your Guardian Fit

A 2-minute fit check. We confirm Guardian is right for your company and send you a quote.

Step 2 — Complete Your Intake

nce you're on board, you complete the full intake questionnaire — about 20–25 minutes, no compliance expertise required.

Step 2 — Complete Your Intake

Framework-mapped to SOC 2 Type II, NIST AI RMF, the FTC Safeguards Rule, and the state privacy laws that apply to you — including CA CCPA/CPRA and NY's SHIELD Act.

Step 2 — Complete Your Intake

Framework-mapped to SOC 2 Type II, NIST AI RMF, the FTC Safeguards Rule, and the state privacy laws that apply to you — including CA CCPA/CPRA and NY's SHIELD Act.

Step 3 — Practitioner Review and Delivery

Your policy is drafted, reviewed by a credentialed practitioner, and delivered as an editable DOCX within five business days.

Step 3 — Practitioner Review and Delivery

Your policy is drafted, reviewed by a credentialed practitioner, and delivered as an editable DOCX within five business days.

Step 3 — Practitioner Review and Delivery

Your policy is drafted, reviewed by a credentialed practitioner, and delivered as an editable DOCX within five business days.

Ask About Regulation Watch

Notification when a regulatory change affects your policy. We monitor the regulations your Guardian document cites and tell you when your document needs a refresh.

Ask About Regulation Watch

Notification when a regulatory change affects your policy. We monitor the regulations your Guardian document cites and tell you when your document needs a refresh.

Ask About Regulation Watch

Notification when a regulatory change affects your policy. We monitor the regulations your Guardian document cites and tell you when your document needs a refresh.

What Fintech Compliance Teams Are Facing

AI governance is the fastest-moving compliance gap in fintech. The SEC calls AI a cross-cutting examination risk. FFIEC examiners are asking. SR 11-7 applies. NIST AI RMF is the floor. Your board will ask. Your auditor will ask. The answer needs to be a document.

Every PolicyFoundry document is reviewed against the regulatory standard before delivery. Not a chatbot output. Not a fill-in-the-blank template. A compliance document built from your organization's actual AI usage — reviewed by a practitioner with 20 years of federal GRC experience.


Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner · Charlotte, NC

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SOC 2 Type II auditors are asking how AI controls map to CC6 and CC7.

Your board will ask. Your auditor will ask. The answer needs to be a document.

One-Time Purchase

A single practitioner-reviewed policy — no subscription required. Ongoing monitoring available separately.

Delivered in Five Business Days

From intake submission to a practitioner-reviewed DOCX in your inbox.

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