Fintech compliance teams are moving to documented AI governance.
AI governance is stuck in a gap. Every fintech company using AI tools needs a policy. Most don't have one. PolicyFoundry closes that gap in 5 business days.
AI governance is the fastest-moving compliance gap in fintech. The EU AI Act Annex III deadline lands August 2, 2026. The SEC calls AI a cross-cutting examination risk. SOC 2 Type II auditors are asking how AI controls map to CC6 and CC7. CFPB Circular 2022-03 applies to AI-driven customer interactions. Colorado SB 24-205 sets the template for state AI regulation. Your board will ask. Your auditor will ask. The answer needs to be a document.
Audit-Ready on Delivery
Your complete AI Acceptable Use Policy, authored for your actual operating environment. SOC 2 Type II AI Control Gap Analysis identifying which CC6 and CC7 controls apply to your AI systems. EU AI Act deployer obligations mapped to your fintech's use cases. Regulatory citations across NIST AI RMF, SEC RIA obligations, ISO/IEC 42001, NIST 800-53, CFPB 2022-03, ECOA, and state AI laws. A related documents register naming the adjacent policies you'll still need.
Unsure whether Guardian fits your organization? Check Your Guardian Fit.
What Fintech Compliance Teams Are Facing
AI governance is the fastest-moving compliance gap in fintech. The EU AI Act Annex III deadline lands August 2, 2026. The SEC calls AI a cross-cutting examination risk. FFIEC examiners are asking. SR 11-7 applies. NIST AI RMF is the floor. Your board will ask. Your auditor will ask. The answer needs to be a document.
Every PolicyFoundry document is reviewed against the regulatory standard before delivery. Not a chatbot output. Not a fill-in-the-blank template. A compliance document built from your organization's actual AI usage — reviewed by a practitioner with 20 years of federal GRC experience.
Authored by a CISSP, AAISM, CMMC CCP-credentialed practitioner · Charlotte, NC
Already have your policy? Keep it current.
Weekly digest of regulatory news affecting fintech AI governance. Written for compliance practitioners who want to stay informed
The EU AI Act Annex III deadline is August 2, 2026.
Your board will ask. Your auditor will ask. The answer needs to be a document.

